Is It Time to Switch Broker-Dealers?

Take this quick quiz to see how well your current broker-dealer supports your growth and whether or not it might be time for a change. At the end, you'll get a personalized recommendation based on your answers. Let's go!

QUESTION 1
How well does your broker-dealer deliver leadership training and support, marketing, and education to help you grow your business?

They provide strong, consistent support accross marketing, education, and leadership training.

I get support in a few areas, but there are gaps.

I rarely receive meaningful growth support.

I'm unclear on what's available or how to access it.

QUESTION 2
How supported do you feel with succession and continuity planning, and making the most of your exit?

My firm offers dedicated support and resources.

They've provided some help, but I'd like more.

I'm on my own to figure it out.

They haven't raised the topic.

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QUESTION 3
Does your broker-dealer give you the investment management flexibility you want?

Yes, full control and flexible options.

Mostly, they allow for some flexibility.

No, I feel limited by their systems or oversight.

I'm unclear on what's allowed.

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QUESTION 4
How effective is your technology setup, and how well does your firm support it?

I have efficient, integrated tech with great support.

The tools are decent, but support could be better.

I use outside tools because their tools don't cut it.

I have always used the tools they've provided, so I don't know if there are better options out there.

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QUESTION 5
Does your broker-dealer support access to multiple custodians (if needed)?

Yes, seamless access and integration.

Yes, but it's clunky or limited.

Only one custodian is allowed.

I'm not sure or haven't asked.

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QUESTION 6
How satisfied are you with legal and compliance support from your current firm?

Very satisfied—they're very helpful and easy to reach.

Somewhat—they're responsive but reactive.

Not satisfied—I feel left on my own.

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QUESTION 7
Do you feel your broker-dealer understands and supports your business model?

Yes—they understand, and they provide support and flexibility for my practice.

Somewhat—they try, but I face limitations.

No—they're a hurdle and don't understand my niche practice.

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QUESTION 8
Does your broker-dealer foster the kind of culture that supports your business goals?

Yes, they create an environment that fuels my success.

Somewhat. It's a decent fit but it's not ideal.

No, the culture feels mostly misaligned with how I like to work.

I haven't really felt a cultural connection.

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QUESTION 9
How well does your broker-dealer facilitate peer collaboration and advisor-to-advisor support?

Very well. There are regular opportunities to connect and share.

Sometimes. Support exists but I have to seek it out.

Poorly. I feel isolated from other advisors.

I don't know what's available.

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REVEAL YOUR RESULTS
Thank you for completing the quiz! Enter your information below to see if you should switch broker-dealers or stay where you are.

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YOUR CUSTOM RECOMMENDATION

You're in a great position

Your current firm seems to be aligning well with your goals. If anything changes—or you want to explore new growth avenues—stay curious. But for now, no major red flags.

OUR RECOMMENDATION?
Stay, but stay sharp.

Stay on top of your growth, ensure you're hitting your goals, and explore ideas for the future.

YOUR CUSTOM RECOMMENDATION

There’s room for improvement

You’re getting some of what you need, but key gaps are holding you back. Consider exploring other firms to compare support, flexibility, and growth alignment.

OUR RECOMMENDATION?
Explore your options.

Your business deserves more than the status quo. Our support and tools can help you scale on your terms. Schedule a call to see what’s possible.

YOUR CUSTOM RECOMMENDATION

Time to switch

Your broker-dealer isn’t meeting your needs—and it’s likely slowing your growth. You deserve a firm that sees your vision and helps you achieve it.

OUR RECOMMENDATION?
Start the search now.

We understand that you’re in a tough situation. While this may feel overwhelming, we’re here to help. Book time with our team and check out a few resources below that can get you started.

Are you growth-oriented?
Look at our top-downloaded 4-Steps to Gaining New Clients.

Are you a tech early adopter?
Check out our brief tech demo to see how AdviceWorks could help you and your clients.

Considering switching broker-dealers soon?
Review our Switching Broker-Dealers: 10 Questions to Help Guide Your Decision.

Need help making the right decision for you?
Review our Switching Broker-Dealers: 10 Questions to Help Guide Your Decision.

Is more growth support a priority?
Read our top-downloaded 4-Steps to Gaining New Clients.

Is technology important to you?
See how our tech platform could help you and your clients.

Unsure where to start?
Review our Switching Broker-Dealers: 10 Questions to Help Guide Your Decision.

Want a second opinion?
Hear directly from the Cramers about how Cetera has supported them and their clients.

Is service and support important to you?
Explore the extraordinary service and support you could be receiving.

Explore Our Research

What Am I Missing?

Switch with Confidence